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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-04
TX RA APPROVED 2023-05-04
  • NJ RA
    APPROVED
    Since 2023-05-04
  • TX RA
    APPROVED
    Since 2023-05-04

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2023 Present
Credit Union Of New Jersey Ewing NJ 03/2020 01/2023
Team Toyota Of Princeton Lawrenceville NJ 08/2016 02/2020
Mercer County Board Of Social Services Trenton NJ 06/2015 12/2019
Mercer County Community College West Windsor NJ 08/2015 05/2017
The College Of New Jersey Ewing NJ 01/2018 12/2019
Bank Of America, N.A. Pennington NJ 10/2024 Present
  • 01/2023 → Present
    Pennington, NJ
  • 03/2020 → 01/2023
    Credit Union Of New Jersey
    Ewing, NJ
  • 08/2016 → 02/2020
    Team Toyota Of Princeton
    Lawrenceville, NJ
  • 06/2015 → 12/2019
    Mercer County Board Of Social Services
    Trenton, NJ
  • 08/2015 → 05/2017
    Mercer County Community College
    West Windsor, NJ
  • 01/2018 → 12/2019
    The College Of New Jersey
    Ewing, NJ
  • 10/2024 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

Name of Business: Pablo Araya-Chacon (Self-Employed), Not investment related, 131 W Upper Ferry Rd, Ewing NJ 08628, Resell beauty products online, self-employed, owner, 08/2016, 16 hours a month (all work is done on weekends), 0 hours during securities trading hours, I just resell products online to buyers through ebay. I pack the items and ship them via USPS. For profit or not for profit: For Profit Name of outside business organization: Pablo Araya-Chacon Investment related: No Address of business:131 W Upper Ferry Rd, Ewing, NJ 08628 Nature of business: Online Resell through eBay Compensation for Activity (Yes/No only): Yes Position, title, associationOwner, Sole proprietor Start date of relationship: 08/2016 Number of hours devoted: 4 per week Number of hours devoted during trading hours: 0 Duties: List items online, sale them, and ship items through USPS to buyers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-02
  • S66 Uniform Combined State Law Examination
    2023-05-02

View on SEC IAPD

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