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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-14 |
| CA | RA | APPROVED | 2023-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland | CA | 01/2023 | Present |
| Unemployed | Sacramento | CA | 09/2022 | 12/2022 |
| Tustin Wing Ferno Llc | Orange | CA | 04/2020 | 08/2022 |
| Wing Ferno Llc | Gardena | CA | 05/2018 | 04/2020 |
| Yorhealth Inc. | Irvine | CA | 07/2010 | 04/2018 |
| Bank Of America, N.A. | Woodland | CA | 03/2023 | Present |
I*:1174250 Entity Type: For profit Name of OBA: 776 Tustin Wing Ferno LLC Address: Orange, CA Investment Related: No Position, Title, Association: part owner of as a limited partner Employee Start Date: 04/2020 Number of Hours: 0 Number of Hours during trading: 0 Duties: This is a chicken fast food restaurant that I'm also part owner of as a limited partner. This is a family restaurant business and not investment-related. This business has ceased operations and closed since August 2022. However, the entity has not been dissolved yet. And there will be no responsibilities required of me for this business. Name of the other businessRental Property 1 Whether the business is investment-relatedno Address of the other business8120 Munslow Way, Sacramento Ca 95829 Nature of the other businessRental home Your positionowner Title, or relationship with the other businessowner Start date of your relationship08/2019 Approximate number of hours/month you devote to the other business0 Number of hours you devote/month to the other business during securities trading hours0 Briefly describe your duties relating to the other businessOwner. No duties. Renting the property out only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-29 |
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