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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-09-20 |
| TX | RA | APPROVED | 2024-09-19 |
Branch Locations
3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States
Atlanta, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 01/2009 | 09/2024 |
| Rbc Capital Markets, Llc | Atlanta | GA | 09/2024 | Present |
(1) NAME OF ENTITY: Graystone Square Investments LLC ADDRESS: 1152 N Buckner Blvd Unit 123 Dallas TX 75218 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Partnership START DATE: 31/07/2025 CAPACITY: Owner DUTIES: My brother and I are the two owners/members of this LLC. The LLC will be used to invest in a restaurant. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: H20W LLC ADDRESS: 5314 Dunwoody Club Creek Atlanta Georgia 30360 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 06, 2006 CAPACITY: Owner DUTIES: LLC that was created with individuals to purchase land. Only one transaction. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-14 |
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