Jean G Charles

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 08/2019
  Sunrise Medical Laboratories
  Hicksville, NY
• 09/2019 → 01/2023
  Oscar
  Tempe, AZ
• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 09/2015 → 06/2017
  Loma Linda University
  Loma Linda, CA
• 06/2017 → 02/2019
  Unemployed
  Deer Park, NY
• 12/2024 → Present
  Bank Of America, N.A.
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2023-07-10