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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-20
TX RA APPROVED 2023-07-19
  • FL RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED
    Since 2023-07-19

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. New York NY 06/2010 11/2016
Jpmorgan Chase Bank New York NY 08/2008 11/2016
Jpmorgan Chase Bank Na Miami FL 11/2016 Present
Jpmorgan Securities Llc Miami FL 11/2016 Present
  • 06/2010 → 11/2016
    J.P. Morgan Securities Inc.
    New York, NY
  • 08/2008 → 11/2016
    Jpmorgan Chase Bank
    New York, NY
  • 11/2016 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 11/2016 → Present
    Jpmorgan Securities Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-19
S63 Uniform Securities Agent State Law Examination 2010-08-11
  • S65 Uniform Investment Adviser Law Examination
    2023-07-19
  • S63 Uniform Securities Agent State Law Examination
    2010-08-11

View on SEC IAPD

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