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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
CA RA APPROVED 2023-04-25
  • TX RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2023-04-25

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Alamitos CA 01/2023 Present
New American Funding Tustin CA 09/2022 01/2023
Loandepot Irvine CA 09/2021 09/2022
Plumbing Services Socal Downey CA 01/2021 09/2021
Ciemt Signal Hill CA 10/2020 11/2020
Behr Paint Company Santa Ana CA 01/2017 09/2020
Pacific Coast University School Of Law Long Beach CA 08/2016 12/2016
Bank Of America, N.A. Los Alamitos CA 01/2023 Present
  • 01/2023 → Present
    Los Alamitos, CA
  • 09/2022 → 01/2023
    New American Funding
    Tustin, CA
  • 09/2021 → 09/2022
    Loandepot
    Irvine, CA
  • 01/2021 → 09/2021
    Plumbing Services Socal
    Downey, CA
  • 10/2020 → 11/2020
    Ciemt
    Signal Hill, CA
  • 01/2017 → 09/2020
    Behr Paint Company
    Santa Ana, CA
  • 08/2016 → 12/2016
    Pacific Coast University School Of Law
    Long Beach, CA
  • 01/2023 → Present
    Bank Of America, N.A.
    Los Alamitos, CA
Other Businesses

I*1886303, Entity Type, Name of OBA:Heritage Board & Care Inc. Address:Long Beach, CA 90804 Investment Related: No, Position, Title, Association: Employee Employee Start Date: No Hours:10 hrs monthyly No Hours during trading: 0 Duties:I will be added to the family business in an administrator role. It does not require any work related activities during my current work hours with BOA and ML.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-21
  • S66 Uniform Combined State Law Examination
    2023-04-21

View on SEC IAPD

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