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Leonardo Dean Resendiz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stockton, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
CA RA APPROVED 2024-06-04
  • TX RA
    APPROVED
    Since 2024-07-15
  • CA RA
    APPROVED
    Since 2024-06-04

Branch Locations

3255 W March Ln, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stockton CA 01/2023 Present
Valley Strong Credit Union Stockton CA 08/2020 01/2023
Planet Fitness Stockton CA 07/2016 06/2020
San Joaquin Delta College Stockton CA 06/2015 12/2021
  • 01/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stockton, CA
  • 08/2020 → 01/2023
    Valley Strong Credit Union
    Stockton, CA
  • 07/2016 → 06/2020
    Planet Fitness
    Stockton, CA
  • 06/2015 → 12/2021
    San Joaquin Delta College
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-01
  • S66 Uniform Combined State Law Examination
    2024-06-01
Other Names
  • Leonardo D Resendiz
  • Leo Resendiz

View on SEC IAPD

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Other Offices

EAGLE STRATEGIES LLC · STOCKTON, CA
AMERIPRISE FINANCIAL SERVICES, LLC · STOCKTON, CA
OSAIC WEALTH, INC. · STOCKTON, CA
LPL FINANCIAL LLC · STOCKTON, CA
PNC WEALTH MANAGEMENT LLC · STOCKTON, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · STOCKTON, CA
FINDEC WEALTH SERVICES, INC. · STOCKTON, CA
LPL FINANCIAL LLC · STOCKTON, CA

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