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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-03-10
TX RA APPROVED 2024-07-09
  • ME RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2024-07-09

Branch Locations

100 Federal St, Boston, MA 02110 • United States

1 Monument Sq, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Haverhill MA 01/2023 Present
Northern Point Contracting Llc Springvale ME 10/2020 01/2023
Capponi Construction Gorham ME 06/2020 10/2020
University Of Maine Orono ME 08/2016 05/2020
Market Basket Biddeford ME 03/2016 12/2016
  • 01/2023 → Present
    Haverhill, MA
  • 10/2020 → 01/2023
    Northern Point Contracting Llc
    Springvale, ME
  • 06/2020 → 10/2020
    Capponi Construction
    Gorham, ME
  • 08/2016 → 05/2020
    University Of Maine
    Orono, ME
  • 03/2016 → 12/2016
    Market Basket
    Biddeford, ME
Other Businesses

I*1200302, Entity Type Entity For Profit, Name of OBA: Northern Point Contracting LLC Address: Springvale Maine04083 Investment Related: No Position, Title, Association: Owner Employee Start Date:10/15/2020 No Hours: 4 weekly No Hours during trading: 0 Duties: Home renovations and improvements for clients. My responsibilities would be to run the company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30
Other Names
  • Owen Randall Elliott

View on SEC IAPD

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