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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-21
TN RA APPROVED 2026-04-28
TX RA APPROVED 2026-04-22
KY RA APPROVED 2026-03-16
  • IN RA
    APPROVED
    Since 2026-05-21
  • TN RA
    APPROVED
    Since 2026-04-28
  • TX RA
    APPROVED
    Since 2026-04-22
  • KY RA
    APPROVED
    Since 2026-03-16

Branch Locations

150 E Professional Park Ct, Bowling Green, KY 42104-3328 • United States

3200 West End Ave Ste 543, Nashville, TN 37203-1330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bowling Green KY 12/2025 Present
Western Kentucky University Bowling Green KY 05/2024 12/2025
Western Kentucky University Bowling Green KY 08/2020 05/2024
Baird Bowling Green KY 01/2023 05/2024
Western Kentucky University Bowling Green KY 05/2021 05/2024
Mclean County High School Calhoun KY 08/2016 08/2020
  • 12/2025 → Present
    Bowling Green, KY
  • 05/2024 → 12/2025
    Western Kentucky University
    Bowling Green, KY
  • 08/2020 → 05/2024
    Western Kentucky University
    Bowling Green, KY
  • 01/2023 → 05/2024
    Baird
    Bowling Green, KY
  • 05/2021 → 05/2024
    Western Kentucky University
    Bowling Green, KY
  • 08/2016 → 08/2020
    Mclean County High School
    Calhoun, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-05
  • S66 Uniform Combined State Law Examination
    2026-03-05
Other Names
  • Robert T Englehardt
  • Robert Trey Englehardt

View on SEC IAPD

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