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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-08 |
| TX | RA | APPROVED | 2025-01-07 |
Branch Locations
4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Temple Terrace | FL | 03/2023 | 09/2023 |
| Spectrum | Riverview | FL | 10/2018 | 01/2023 |
| Anthem Blue Cross Blue Shield | Fond Du Lac | WI | 08/2017 | 04/2018 |
| Department Of Corrections | Madison | WI | 02/2017 | 06/2017 |
| Permar Security | Madison | WI | 05/2016 | 02/2017 |
| Unemployed | Fond Du Lac | WI | 04/2018 | 10/2018 |
| Unemployed | Fond Du Lac | WI | 08/2015 | 05/2016 |
| Morgan Stanley Smith Barney Llc | Tampa | FL | 09/2023 | Present |
*601420 - UBER; Investment Related - No; New York, New York; Automotive/Transportation; Contractor(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024 ; During Business Hours: 0; After Business Hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-05 |
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