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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-13
  • NC RA
    APPROVED
    Since 2026-04-13

Branch Locations

View Clayton, NC • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed N/A NC 12/2022 01/2023
Rocket Mortgage Detroit MI 04/2022 12/2022
Unemployed N/A NC 03/2022 04/2022
Caliber Home Loans Coppell TX 10/2020 03/2022
Newrez, Llc Fort Washington PA 10/2020 12/2021
State Employees Credit Union Raleigh NC 04/2019 10/2020
Ditch Witch Of North Carolina Garner NC 04/2016 04/2019
Thrivent Investment Management Inc. Minneapolis MN 02/2023 08/2024
Thrivent Financial Appleton WI 05/2023 01/2024
Thrivent Financial Appleton WI 01/2024 08/2024
Thrivent Investment Management Inc Minneapolis MN 10/2024 Present
Thrivent Financial Appleton WI 10/2024 Present
  • 12/2022 → 01/2023
    Unemployed
    N/A, NC
  • 04/2022 → 12/2022
    Rocket Mortgage
    Detroit, MI
  • 03/2022 → 04/2022
    Unemployed
    N/A, NC
  • 10/2020 → 03/2022
    Caliber Home Loans
    Coppell, TX
  • 10/2020 → 12/2021
    Newrez, Llc
    Fort Washington, PA
  • 04/2019 → 10/2020
    State Employees Credit Union
    Raleigh, NC
  • 04/2016 → 04/2019
    Ditch Witch Of North Carolina
    Garner, NC
  • 02/2023 → 08/2024
    Minneapolis, MN
  • 05/2023 → 01/2024
    Thrivent Financial
    Appleton, WI
  • 01/2024 → 08/2024
    Thrivent Financial
    Appleton, WI
  • 10/2024 → Present
    Minneapolis, MN
  • 10/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-02
  • S66 Uniform Combined State Law Examination
    2023-09-02

View on SEC IAPD

More in View Clayton, NC

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