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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-16
AK RA APPROVED 2015-06-02
  • TX RA
    APPROVED
    Since 2015-07-16
  • AK RA
    APPROVED
    Since 2015-06-02

Branch Locations

3601 C St, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anchorage AK 04/2015 Present
Bank Of America, N.A. Anchorage AR 06/2015 Present
Previous Registrations
  • 2014-01-24 → 2015-04-20
    Anchorage, AK
  • 2007-04-02 → 2007-11-14
    Morgan Stanley & Co. Llc
    Anchorage, AK
  • 2006-09-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Anchorage, AK
Other Businesses

I*1217267 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Culver, Indiana, 46511 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/1/2023 Number of hours devoted: 100 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-23
  • S66 Uniform Combined State Law Examination
    2014-01-23
Other Names
  • Amrita Marie Courtnage

View on SEC IAPD

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