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Katherine M Klotnia

J.P. Morgan Securities LLC

Tempe , AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-02
TX RA APPROVED 2026-07-01
  • AZ RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-01

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 06/2026 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 06/2026 Present
Charles Schwab Corporation Phoneix AZ 02/2023 05/2026
Press Coffee Roasters Tempe AZ 05/2021 02/2023
Encore Design Services Llc Scottsdale AZ 09/2022 09/2022
Unemployed Paradise Valley AZ 03/2021 04/2021
Kaleidoscope Juice Scottsdale AZ 05/2020 02/2021
Dmb Sports Dba Village Health Clubs Scottsdale AZ 04/2018 05/2020
Oasis Outsourcing/Zipps Sports Grill Scottsdale AZ 02/2017 04/2018
Unemployed Paradise Valley AZ 06/2016 01/2017
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 02/2023 → 05/2026
    Charles Schwab Corporation
    Phoneix , AZ
  • 05/2021 → 02/2023
    Press Coffee Roasters
    Tempe, AZ
  • 09/2022 → 09/2022
    Encore Design Services Llc
    Scottsdale, AZ
  • 03/2021 → 04/2021
    Unemployed
    Paradise Valley, AZ
  • 05/2020 → 02/2021
    Kaleidoscope Juice
    Scottsdale, AZ
  • 04/2018 → 05/2020
    Dmb Sports Dba Village Health Clubs
    Scottsdale, AZ
  • 02/2017 → 04/2018
    Oasis Outsourcing/Zipps Sports Grill
    Scottsdale, AZ
  • 06/2016 → 01/2017
    Unemployed
    Paradise Valley , AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
S63 Uniform Securities Agent State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2026-07-01
  • S63 Uniform Securities Agent State Law Examination
    2023-07-24
Other Names
  • Katie Klotnia
  • Katherine Marie Klotnia

View on SEC IAPD

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