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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-22
  • NJ RA
    APPROVED
    Since 2024-02-22

Branch Locations

1800 Route 34 Building 2 Suite 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Resource Group Wall NJ 01/2023 Present
Minnesota Life Insurance Co St Paul MN 01/2023 Present
Securian Financial Services Inc St Paul MN 01/2023 08/2023
Kubels Barnegat Light Barnegat Light NJ 05/2018 Present
Calloways Bar And Restaurant West Creek NJ 05/2016 01/2018
Rutgers University New Brunswick NJ 09/2014 05/2019
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumberg IL 02/2024 Present
Margfinancial Wall NJ 07/2023 Present
  • 01/2023 → Present
    Mid Atlantic Resource Group
    Wall, NJ
  • 01/2023 → Present
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2018 → Present
    Kubels Barnegat Light
    Barnegat Light, NJ
  • 05/2016 → 01/2018
    Calloways Bar And Restaurant
    West Creek, NJ
  • 09/2014 → 05/2019
    Rutgers University
    New Brunswick, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumberg, IL
  • 07/2023 → Present
    Margfinancial
    Wall, NJ
Other Businesses

1) MID ATLANTIC BENEFIT STRATEGIES FIXED INSURANCE; WALL, NJ 07719; INVESTMENT RELATED; SALESPERSON; 01/2023-ONGOING; 10 HRS/MONTH; 2 TRADE HRS/MONTH*Kubels; Barnegat Light, NJ 08006; food/beverage service; employee; non-investment related; 05/2018-ongoing; 60 hrs/month; 0 trade hrs/month. 2) KUBELS POSITION: Employee NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2018 ADDRESS: 7th and Bayview, Barnegat Light NJ 08006, United States DESCRIPTION: I was a food and beverage server at Kubels before starting my full time position; I plan to continue to pick up shifts, but sporadically with no conflict of trading hours. 3) NAME OF OTHER BUSINESS: MARGFINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-15
S63 Uniform Securities Agent State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-02-15
  • S63 Uniform Securities Agent State Law Examination
    2024-01-05

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