Nicholas Anthony Dumond

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → Present
  Morgan Stanley
  Gilbert, AZ
• 10/2021 → 04/2023
  Education At Work
  Tempe, AZ
• 08/2018 → 06/2019
  Price Chopper
  Newington, CT
• 08/2017 → 08/2018
  Price Chopper
  Storrs, CT
• 06/2017 → 08/2017
  Mooyah Burger & Fries
  Storrs, CT
• 07/2019 → 10/2021
  Student
  Tempe, AZ
• 06/2012 → 06/2017
  N/A
  Storrs, CT

Exams

• S66 Uniform Combined State Law Examination
  2024-03-08

Other Names

• Nicholas A Dumond