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810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-09 |
| PA | RA | APPROVED | 2022-01-27 |
Branch Locations
810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harborside Sales Group, Llc | Baltimore | MD | 01/2015 | Present |
| Eulav Securities Llc | Baltimore | MD | 01/2015 | 12/2016 |
| Quasar Distributors, Llc | Milwaukee | WI | 02/2017 | 07/2018 |
| Lmm, Llc | Baltimore | MD | 02/2017 | 07/2018 |
| Foreside Fund Services, Llc | Baltimore | MD | 07/2018 | Present |
| Jemma Investment Advisors Llc | Baltimore | MD | 12/2020 | Present |
1) Harborside Sales Group, LLC; Investment Related; Private Label Sales & Marketing Services; Baltimore, MD; 01/2015; Senior Vice President; Sales and marketing of investment products; 200 Hrs./Mo. with 130 Trading hours. 2) MECP2 Duplication Foundation; Not Investment Related; Public Charity; Tucson, AZ; 11/2020; Board Member; act as a voice for MECP2 Duplication Syndrome Parents in supporting families and furthering research; 5 Hrs./Mo. 3) Jemma Financial Services; Baltimore, MD; Investment Related; Started 12/2020; Financial Services; CCO ; Non-client facing, provides oversight of administrative and sales activities; 5hrs/month with 0 hrs during securities trading hours 4) Cromwell Investment Advisors, LLC; Investment Related; Townson, MD: Investment Adviser to Mutual Fund; COO; oversee the operations of the investment adviser; 03/2022; 20 hrs/mo; 5 hrs/trading/mo. 5) Total Fund Solution; Not Investment Related; Series Trust; Oshkosh, WI; 8/2024; President; Total Fund Solution is a Multiple Series Trust. As President of TFS, general supervision of the and the officers of the Trust; 5 Hrs./Mo. 6) Windsail Technologies, LLC; Not Investment Related; Technology; Baltimore, MD; 01/2026; Founder & President; Equity Interest; 20 Hrs./Mo. In addition to being an Investment Advisor Representative of Harborside Sales Group, LLC, this associate is a Registered Representative of Foreside Fund Services, LLC, an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Foreside Fund Services, LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-20 |
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