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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-01-20 |
| ND | RA | APPROVED | 2025-10-31 |
| GA | RA | APPROVED | 2025-10-23 |
| AL | RA | APPROVED | 2025-10-22 |
| AK | RA | APPROVED | 2025-10-22 |
| DE | RA | APPROVED | 2025-10-22 |
| IA | RA | APPROVED | 2025-10-22 |
| KS | RA | APPROVED | 2025-10-22 |
| LA | RA | APPROVED | 2025-10-22 |
| ME | RA | APPROVED | 2025-10-22 |
| MD | RA | APPROVED | 2025-10-22 |
| MN | RA | APPROVED | 2025-10-22 |
| MT | RA | APPROVED | 2025-10-22 |
| NE | RA | APPROVED | 2025-10-22 |
| NM | RA | APPROVED | 2025-10-22 |
| NC | RA | APPROVED | 2025-10-22 |
| PR | RA | APPROVED | 2025-10-22 |
| TX | RA | APPROVED | 2025-10-22 |
| UT | RA | APPROVED | 2025-10-22 |
| VI | RA | APPROVED | 2025-10-22 |
| CA | RA | APPROVED | 2025-09-29 |
Branch Locations
One Embarcadero Center Suite 3400, San Francisco, CA 94111 • United States
San Francisco, CA • United States
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida International University | Miami | FL | 07/2014 | 12/2019 |
| Marriott Vacation Worldwide | Doral | FL | 12/2017 | 07/2021 |
| Amazon | Miami | FL | 09/2020 | 11/2020 |
| Progressive Insurance | Miramar | FL | 07/2021 | 11/2022 |
| Whole Foods Market | Sunnyvale | CA | 11/2022 | 12/2022 |
| Fidelity Investments | Mountain View | CA | 01/2023 | 10/2024 |
| Fidelity Investments | Boston | MA | 03/2025 | 08/2025 |
| Hsbc Bank Usa, N.A. | San Francisco | CA | 09/2025 | Present |
| Hsbc Securities (Usa) Inc | San Francisco | CA | 09/2025 | Present |
| Fidelity Investments | Mountain View | CA | 10/2024 | 08/2025 |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-07 |
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