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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-28
IL RA APPROVED 1998-08-17
  • TX RA
    APPROVED_RES
    Since 2010-09-28
  • IL RA
    APPROVED
    Since 1998-08-17

Branch Locations

107 S State St, Monticello, IL 61856 • United States

6 Dunlap Ct, Savoy, IL 61874 • United States

Mahomet, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Monticello IL 09/2005 03/2020
Ameriprise Financial Services, Llc Monticello IL 03/2020 Present
Other Businesses

Business Ownership; Sagacity First, LLC; Management Operations; Holding company to limit liability; 107 S State Street, , Monticello, IL, 61856; Not Investment-Related; 08/19/2022; 1 to 9 hours per month; 0 during trading hours / Some Sage Advice; Owner; Non-Profit Educational. This organization will provide educational information. The long term plan is to provide scholarships for those wanting to open up an entrepreneurial business.; 107 S. State Street, , Monticello, IL, 61856; Not Investment-Related; 06/01/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Peace Meals; Member; Livingston Center, , Monticello, IL, 61856; Not Investment-Related; 02/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Sports Official; Sports Official - Officiating Sports Contests; ; Jackson, , Monticello, IL, 61856; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Zono Website Development; The business develops websites that have different marketing functionality(gain customers, make sales, raise awareness, etc. depending on the client need). My role will be consultative in aiding in the start of this business (run by my daughter). I will be consulting with her to develop a business plan, be a sounding board for her business focus and business decisions, and for how she presents her business to the public. This business is unrelated to my Ameriprise practice.; 430 Prestwick Ridge Way, , Knoxville, TN, 37919; Not Investment-Related; 05/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-06
  • S66 Uniform Combined State Law Examination
    1998-08-06

View on SEC IAPD

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