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Adam James Sawkins

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 7691283

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-28
  • CO RA
    APPROVED
    Since 2025-01-28

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Lone Tree CO 02/2023 Present
American Liberty Mortgage, Inc Denver CO 02/2020 02/2023
Fisher Honda Boulder CO 08/2020 12/2020
Drivetime Lakewood CO 05/2018 08/2020
Star Parking Denver CO 03/2008 05/2018
  • 02/2023 → Present
    Charles Schwab
    Lone Tree, CO
  • 02/2020 → 02/2023
    American Liberty Mortgage, Inc
    Denver, CO
  • 08/2020 → 12/2020
    Fisher Honda
    Boulder, CO
  • 05/2018 → 08/2020
    Drivetime
    Lakewood, CO
  • 03/2008 → 05/2018
    Star Parking
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-28
  • S66 Uniform Combined State Law Examination
    2025-01-28

View on SEC IAPD

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