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Arianne Coda Marriott

Ubs Financial Services Inc.

Chicago, IL

CRD 7690841

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-03
  • IL RA
    APPROVED
    Since 2025-03-03

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High School Student Vista CA 08/2016 06/2017
City Of Vista Vista CA 06/2017 07/2017
Le Rendezvous French Bakery Oceanside CA 07/2017 06/2018
City Of Vista Vista CA 06/2018 08/2018
College Student Flagstaff AZ 08/2018 09/2019
Northern Arizona University Flagstaff AZ 09/2019 03/2020
Full Time Student Flagstaff AZ 03/2020 07/2020
Museum Of Northern Arizona Flagstaff AZ 05/2021 03/2022
Museum Of Northern Arizona Flagstaff AZ 07/2020 08/2020
Student Flagstaff AZ 08/2020 05/2021
Unemployed Vista CA 03/2022 05/2022
Joseph Materials, Inc Vista CA 06/2022 01/2023
Fidelity Investments Highland Park IL 01/2023 09/2024
Ubs Chicago IL 09/2024 Present
  • 08/2016 → 06/2017
    High School Student
    Vista, CA
  • 06/2017 → 07/2017
    City Of Vista
    Vista, CA
  • 07/2017 → 06/2018
    Le Rendezvous French Bakery
    Oceanside, CA
  • 06/2018 → 08/2018
    City Of Vista
    Vista, CA
  • 08/2018 → 09/2019
    College Student
    Flagstaff, AZ
  • 09/2019 → 03/2020
    Northern Arizona University
    Flagstaff, AZ
  • 03/2020 → 07/2020
    Full Time Student
    Flagstaff, AZ
  • 05/2021 → 03/2022
    Museum Of Northern Arizona
    Flagstaff, AZ
  • 07/2020 → 08/2020
    Museum Of Northern Arizona
    Flagstaff, AZ
  • 08/2020 → 05/2021
    Student
    Flagstaff, AZ
  • 03/2022 → 05/2022
    Unemployed
    Vista, CA
  • 06/2022 → 01/2023
    Joseph Materials, Inc
    Vista, CA
  • 01/2023 → 09/2024
    Fidelity Investments
    Highland Park, IL
  • 09/2024 → Present
    Ubs
    Chicago, IL
Other Businesses

OBA-107812|OrgNmn:LIVE NATION |Org Addr:CHICAGO ,Illinois,US|OBA Nature:ENTERTAINMENT|Invst Rel:N|Title:GUEST SERVICE AMBASSADOR|Duties:15 Shows- 50% and annouced shows |StrtDt:05-11-24|TotHrs/mon:20|TrdHrs/mon:0| Live Nation, beverly hills ca United States-90210, Company, Entertainment, I work as a guest service rep for concerts at huntington bank pavillion venueguest service, start date-3/18/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
S63 Uniform Securities Agent State Law Examination 2023-10-16
  • S66 Uniform Combined State Law Examination
    2025-03-03
  • S63 Uniform Securities Agent State Law Examination
    2023-10-16
Other Names
  • Arianne Coda Marriott
  • Rin Marriott
  • Arianne Marriott

View on SEC IAPD

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