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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-03 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| High School Student | Vista | CA | 08/2016 | 06/2017 |
| City Of Vista | Vista | CA | 06/2017 | 07/2017 |
| Le Rendezvous French Bakery | Oceanside | CA | 07/2017 | 06/2018 |
| City Of Vista | Vista | CA | 06/2018 | 08/2018 |
| College Student | Flagstaff | AZ | 08/2018 | 09/2019 |
| Northern Arizona University | Flagstaff | AZ | 09/2019 | 03/2020 |
| Full Time Student | Flagstaff | AZ | 03/2020 | 07/2020 |
| Museum Of Northern Arizona | Flagstaff | AZ | 05/2021 | 03/2022 |
| Museum Of Northern Arizona | Flagstaff | AZ | 07/2020 | 08/2020 |
| Student | Flagstaff | AZ | 08/2020 | 05/2021 |
| Unemployed | Vista | CA | 03/2022 | 05/2022 |
| Joseph Materials, Inc | Vista | CA | 06/2022 | 01/2023 |
| Fidelity Investments | Highland Park | IL | 01/2023 | 09/2024 |
| Ubs | Chicago | IL | 09/2024 | Present |
OBA-107812|OrgNmn:LIVE NATION |Org Addr:CHICAGO ,Illinois,US|OBA Nature:ENTERTAINMENT|Invst Rel:N|Title:GUEST SERVICE AMBASSADOR|Duties:15 Shows- 50% and annouced shows |StrtDt:05-11-24|TotHrs/mon:20|TrdHrs/mon:0| Live Nation, beverly hills ca United States-90210, Company, Entertainment, I work as a guest service rep for concerts at huntington bank pavillion venueguest service, start date-3/18/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-16 |
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