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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
MO RA APPROVED 2023-05-19
  • TX RA
    APPROVED
    Since 2023-11-03
  • MO RA
    APPROVED
    Since 2023-05-19

Branch Locations

990 N. Walnut Creek Drive Ste 2010, Mansfield, TX 76063 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chesterfield MO 01/2023 Present
Caregiver Chesterfield MO 08/2022 12/2022
Cigna Express Scripts Chesterfield MO 07/2019 07/2022
Nfp Chesterfield MO 03/2018 06/2019
Caregiver Chesterfield MO 06/2017 02/2018
Elevance Health / Anthem Chesterfield MO 06/2013 05/2017
  • 01/2023 → Present
    Chesterfield, MO
  • 08/2022 → 12/2022
    Caregiver
    Chesterfield, MO
  • 07/2019 → 07/2022
    Cigna Express Scripts
    Chesterfield, MO
  • 03/2018 → 06/2019
    Nfp
    Chesterfield, MO
  • 06/2017 → 02/2018
    Caregiver
    Chesterfield, MO
  • 06/2013 → 05/2017
    Elevance Health / Anthem
    Chesterfield, MO
Other Businesses

1)03/2023 - Ginn Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)03/2023 - Mebane Financial Services, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-17
  • S66 Uniform Combined State Law Examination
    2023-05-17
Other Names
  • Matthew Baumgartner

View on SEC IAPD

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