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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-22
  • TX RA
    APPROVED
    Since 2023-06-22

Branch Locations

604 N Walnut Creek Drive, Mansfield, TX 76063-3206 • United States

Mansfield, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2008 06/2023
Ameriprise Financial Services, Llc Mansfield TX 06/2023 Present
Previous Registrations
  • 2008-11-06 → 2023-06-26
    Mansfield, TX
    St Louis, MO
    Mansfield, TX
Other Businesses

Real Estate Ownership; Commercial; 604 N Walnut Creek Dr, , Mansfield, TX, 76063; Not Investment-Related; 10/15/2024 / Commercial; 604 N Walnut Creek Dr, , Mansfield, TX, 76063; Not Investment-Related; 12/16/2024. Business Ownership; MFGRE LLC; Owner; Real Estate; 604 N. Walnut Creek Drive, , Mansfield, TX, 76063; Not Investment-Related; 10/08/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Other Names
  • Shawn Malley
  • Shawn M Malley

View on SEC IAPD

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