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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-02-24 |
Branch Locations
150 Main Street Suite 16, Northampton, MA 01060 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kathleen Collins Wealth Management | Northampton | MA | 09/2025 | 12/2025 |
| United States Bankruptcy Court For The District Of Massachusetts | Springfield | MA | 09/2024 | 09/2025 |
| Full Time Law Student, Suffolk University Law School | Boston | MA | 08/2021 | 05/2024 |
| Full Time Studying For Bar Exam | Northampton | MA | 05/2024 | 09/2024 |
| Rm Davis Private Wealth Management | Portland | ME | 06/2020 | 08/2021 |
| Full Time Student, Wellesley College | Wellesley | MA | 08/2016 | 05/2020 |
| Wellesley College Child Study Center | Wellesley | MA | 02/2017 | 04/2017 |
| Kathleen Collins Wealth Management | Northampton | MA | 06/2017 | 08/2017 |
| Hamlin-Chow Family | Wellesley | MA | 09/2018 | 03/2020 |
| Boston Center For The Arts | Boston | MA | 02/2019 | 08/2019 |
| Kestra Investment Services Ll | Northampton | MA | 12/2025 | Present |
| Kestra Advisory Services, Llc | Northampton | MA | 02/2026 | Present |
NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: BARRISTER FINANCIAL POSITION: Attorney and Financial Advisor NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2025 ADDRESS: 150 Main St, Suite 16, Northampton MA 01060, United States DESCRIPTION: I will be drafting wills and trust documents for current and future clients and client beneficiaries. I will be charging a flat fee for the services provided, varying depending on complexity of the documents drafted. NAME: KATHLEEN COLLINS WEALTH MANAGEMENT POSITION: Associate Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 ADDRESS: 150 Main St., Suite 16, Northampton MA 01060, United States DESCRIPTION: Once registered with FINRA, will be registered rep working as secondary advisor on current client accounts and new client accounts. NAME: OSTERIA VESPA POSITION: Host NATURE: Restaurant - service industry INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 28 Amity St., Suite 1G, Amherst MA 01002, United States DESCRIPTION: Host one day per week at restaurant Name: BARRISTER FINANCIAL POSITION: Associate Financial Advisor NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 150 Main St, Suite 16, Northampton MA 01060, United States DESCRIPTION: currently registered/working as a field assistant to Kathleen Collins; associate financial advisor; eventually will be a producer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-31 |
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