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Klein Pavlis & Peasley Financial, Inc. CRD 112414
$233M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kpp Financial | Irvine | CA | 01/2023 | Present |
| Dimensional Fund Advisors | Santa Monica | CA | 08/2016 | 01/2023 |
Vice President and Director of the Charles C. Volberg Company. Sub-chapter S real estate holding company that is family owned.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-17 |
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