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Luke Gordon Guerrero

Klein Pavlis & Peasley Financial, Inc.

Irvine, CA

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Current Employers
Klein Pavlis & Peasley Financial, Inc.

4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2023-02-18
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-02-18

Branch Locations

4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kpp Financial Irvine CA 01/2023 Present
Dimensional Fund Advisors Santa Monica CA 08/2016 01/2023
  • 01/2023 → Present
    Kpp Financial
    Irvine, CA
  • 08/2016 → 01/2023
    Dimensional Fund Advisors
    Santa Monica, CA
Other Businesses

Vice President and Director of the Charles C. Volberg Company. Sub-chapter S real estate holding company that is family owned.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-17
  • S65 Uniform Investment Adviser Law Examination
    2023-02-17

View on SEC IAPD

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