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Dominic Robert Casey

J.P. Morgan Securities LLC

Houston, TX

CRD 5170324

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

1935 W. Gray Street, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 Present
Turner Casey Realty, Llc. Houston TX 11/2015 02/2019
Realty Hounds, Llc. Houston TX 05/2019 06/2023
Jpmorgan Chase Bank, N.A. Houston TX 03/2010 Present
  • 10/2012 → Present
    Houston, TX
  • 11/2015 → 02/2019
    Turner Casey Realty, Llc.
    Houston, TX
  • 05/2019 → 06/2023
    Realty Hounds, Llc.
    Houston, TX
  • 03/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-20
  • S66 Uniform Combined State Law Examination
    2006-09-20
Other Names
  • Dominic Raphael Rincon
  • Dominic Raphael Casey

View on SEC IAPD

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