Jason Hotzler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-04-22

MN RA
APPROVED

Since 2025-04-22

Branch Locations

Prior Lake, MN • United States

5116 Gateway St Se, Suite 101, Prior Lake, MN 55372 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2023	06/2023
Kldiscovery	Eden Prairie	MN	06/2008	02/2023
Thrivent Investment Management Inc.	Burnsville	MN	08/2023	04/2025
Thrivent Financial	Appleton	WI	09/2023	01/2024
Thrivent Financial	Appleton	WI	01/2024	04/2025
Lpl Financial Llc	Prior Lake	MN	04/2025	Present

02/2023 → 06/2023

Edward Jones

St Louis, MO
06/2008 → 02/2023

Kldiscovery

Eden Prairie, MN
08/2023 → 04/2025

Thrivent Investment Management Inc.

Burnsville, MN
09/2023 → 01/2024

Thrivent Financial

Appleton, WI
01/2024 → 04/2025

Thrivent Financial

Appleton, WI
04/2025 → Present

Lpl Financial Llc

Prior Lake, MN

Previous Registrations

2023-09-07 → 2025-04-23

Thrivent Investment Management Inc.

Burnsville, MN

Minneapolis, MN

Prior Lake, MN
2023-04-26 → 2023-07-12

Edward Jones

Prior Lake, MN

St Louis, MO

Savage, MN

Other Businesses

1. ProsperLane Financial - DBA for LPL Business (entity for LPL business) - Investment Related - Prior Lake, MN 55372 - Start Date: 4/21/2025 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 100

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-19

S66 Uniform Combined State Law Examination

2023-04-19

Other Names

Jason Cory Hotzler

View on SEC IAPD