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Florida Financial Advisors, LLC CRD 288811
$456M regulatory AUM 4,295 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-11-25 |
| VA | RA | APPROVED | 2023-12-18 |
| TX | RA | APPROVED_RES | 2023-06-13 |
| FL | RA | APPROVED | 2023-03-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors | Vienna | VA | 01/2023 | 11/2024 |
| Auburn University | Auburn | AL | 01/2020 | 12/2022 |
| Southern Union State Community College | Opelika | AL | 08/2017 | 12/2021 |
| Island Wing Company | Auburn | AL | 08/2017 | 02/2018 |
| Wings Etc. | Auburn | AL | 04/2018 | 09/2020 |
| Wetumpka High School | Wetumpka | AL | 08/2013 | 05/2017 |
| Trinity Wealth Securities, Llc | Vienna | VA | 04/2023 | 11/2024 |
| Trinity Wealth Securities, Llc | Wetumpka | AL | 11/2024 | Present |
| Florida Financial Advisors Dba Tristate Financial Advisors | Wetumpka | AL | 11/2024 | Present |
Florida Financial Advisors DBA Tristate Financial Advisors. Investment Related. 364 McDonald Dr, Wetkumpa, AL, USA, 36092. Nature of Business: RIA. Position: Financial Consultant. Start Date:11/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance. Investment Related. 364 McDonald Dr, Wetkumpa, AL, USA, 36092. Nature of Business: Fixed Insurance Sales. 11/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. 364 McDonald Dr, Wetkumpa, AL, USA, 36092. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 11/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-02 |
| S65 | Uniform Investment Adviser Law Examination | 2022-11-11 |
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