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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-03 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
200 Clinton Ave W Suite 100, Huntsville, AL 35801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 01/2023 | 03/2026 |
| Wells Fargo Bank, Na | Huntsville | AL | 01/2023 | 03/2026 |
| Around The Clock Plumbing | Huntsville | AL | 04/2022 | 11/2022 |
| Pms Enterprises | Huntsville | AL | 07/2018 | 04/2022 |
| Pnc Bank, Na | Madison | AL | 02/2017 | 07/2018 |
| Hummingbyrd Inc | Huntsville | AL | 04/2015 | 02/2017 |
| Hightower Advisors, Llc | Chicago | IL | 03/2026 | Present |
DOMINOS PIZZA DAKS INCORPORATED; NOT INV RELATED; DECATUR, AL; DELIVERY DRIVER; 09/2025; 80 HOURS PER MONTH; 0 DURING TRADING; DELIVER PIZZA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-03 |
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