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Sean Finnegan

Asb Capital Management LLC

Bethesda, MD

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Current Employers
Asb Capital Management Llc

7501 Wisconsin Avenue, West Tower 13Th Floor, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-05-23
MD RA APPROVED 2023-05-23
VA RA APPROVED 2023-05-23
  • IL RA
    APPROVED
    Since 2023-05-23
  • MD RA
    APPROVED
    Since 2023-05-23
  • VA RA
    APPROVED
    Since 2023-05-23

Branch Locations

7501 Wisconsin Avenue, West Tower 13Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Lutherville MD 09/2005 08/2018
University Of Michigan Ann Arbor MI 08/2018 04/2022
Unemployed Lutherville MD 04/2022 09/2022
Asb Capital Management Bethesda MD 09/2022 05/2024
Case Mason Rosedale MD 05/2018 08/2018
Coppermine Fieldhouse Baltimore MD 06/2019 08/2019
Case Mason Rosedale MD 05/2020 06/2020
Coppermine Fieldhouse Baltimore MD 06/2020 08/2020
Mccormick Hunt Valley MD 06/2021 08/2021
Asb Capital Management Bethesda MD 05/2024 Present
  • 09/2005 → 08/2018
    Student
    Lutherville, MD
  • 08/2018 → 04/2022
    University Of Michigan
    Ann Arbor, MI
  • 04/2022 → 09/2022
    Unemployed
    Lutherville, MD
  • 09/2022 → 05/2024
    Asb Capital Management
    Bethesda, MD
  • 05/2018 → 08/2018
    Case Mason
    Rosedale, MD
  • 06/2019 → 08/2019
    Coppermine Fieldhouse
    Baltimore, MD
  • 05/2020 → 06/2020
    Case Mason
    Rosedale, MD
  • 06/2020 → 08/2020
    Coppermine Fieldhouse
    Baltimore, MD
  • 06/2021 → 08/2021
    Mccormick
    Hunt Valley, MD
  • 05/2024 → Present
    Asb Capital Management
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-23
  • S65 Uniform Investment Adviser Law Examination
    2023-05-23

View on SEC IAPD

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