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Brett A Whitty

Hsbc Securities (Usa) Inc.

Buffalo, NY

Buffalo, NY

Amherst, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-24
  • NY RA
    APPROVED
    Since 2025-06-24

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Buffalo, NY • United States

8100 Transit Road Suite 500, Amherst, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Williamsville NY 08/2023 02/2024
Prudential Insurance Company Of America Williamsville NY 01/2023 02/2024
Canopy Financial Technology Partners Charlotte NC 05/2022 11/2022
Bny Mellon Pittsburgh PA 09/2021 05/2022
Insight Global Boston MA 04/2021 09/2021
Unemployed Pittsburgh PA 03/2021 04/2021
Neishloss And Fleming Llc Canonsburg PA 10/2020 02/2021
Beacon Hill Staffing Pittsburgh PA 07/2020 10/2020
Giant Eagle Erie PA 05/2020 07/2020
Gannon University Erie PA 08/2016 05/2020
First National Bank Hermitage PA 05/2019 08/2019
Gannon University Erie PA 01/2019 05/2020
Camp Notre Dame Fairview PA 06/2017 08/2017
Unemployed Pittsburgh PA 11/2022 01/2023
Hsbc Bank Usa, N.A. Depew NY 03/2024 Present
Hsbc Securities (Usa) Inc. Depew NY 03/2024 Present
  • 08/2023 → 02/2024
    Pruco Securities, Llc
    Williamsville, NY
  • 01/2023 → 02/2024
    Prudential Insurance Company Of America
    Williamsville, NY
  • 05/2022 → 11/2022
    Canopy Financial Technology Partners
    Charlotte, NC
  • 09/2021 → 05/2022
    Bny Mellon
    Pittsburgh, PA
  • 04/2021 → 09/2021
    Insight Global
    Boston, MA
  • 03/2021 → 04/2021
    Unemployed
    Pittsburgh, PA
  • 10/2020 → 02/2021
    Neishloss And Fleming Llc
    Canonsburg, PA
  • 07/2020 → 10/2020
    Beacon Hill Staffing
    Pittsburgh, PA
  • 05/2020 → 07/2020
    Giant Eagle
    Erie, PA
  • 08/2016 → 05/2020
    Gannon University
    Erie, PA
  • 05/2019 → 08/2019
    First National Bank
    Hermitage, PA
  • 01/2019 → 05/2020
    Gannon University
    Erie, PA
  • 06/2017 → 08/2017
    Camp Notre Dame
    Fairview, PA
  • 11/2022 → 01/2023
    Unemployed
    Pittsburgh, PA
  • 03/2024 → Present
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 03/2024 → Present
    Hsbc Securities (Usa) Inc.
    Depew, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-24
S63 Uniform Securities Agent State Law Examination 2024-02-08
  • S66 Uniform Combined State Law Examination
    2025-06-24
  • S63 Uniform Securities Agent State Law Examination
    2024-02-08

View on SEC IAPD

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