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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-30 |
| IA | RA | APPROVED | 2024-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | West Des Moines | IA | 01/2023 | 12/2023 |
| Principal Securities Inc | West Des Moines | IA | 01/2023 | 12/2023 |
| Simpson College | Indianola | IA | 08/2021 | 01/2023 |
| Precision Lawn Care | Indianola | IA | 02/2018 | 10/2022 |
| First Heartland Financial Group | Clive | IA | 01/2022 | 05/2022 |
| Thiesens | Indianola | IA | 04/2017 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Ankeny | IA | 05/2024 | Present |
| Indianola High School | Indianola | IA | 08/2015 | 05/2019 |
| Unemployed | Indianola | IA | 12/2023 | 05/2024 |
PRECISION LAWN CARE; NOT INV RELATED; INDIANOLA, IA; LABORER; START 06/24/2024; 48 HOURS PER MONTH; 0 HOURS DURING TRADING; LABORER. | ALWAYS GREEN LAWN SERVICE; NOT INV RELATED; INDIANOLA, IA; LABORER; 04/2025; 20 HOURS PER MONTH; 0 DURING TRADING; LOCAL LAWN CARE BUSINESS AMDG FARMS LLC; INV RELATED;ELDORADO,WI; FARMING OPERATION;FARM MANAGER% OWNERSHIP; START DATE: 06/27/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-27 |
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