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Vachel Pennebaker

J.P. Morgan Securities LLC

Mooresville , NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-10
TX RA APPROVED 2023-11-10
  • NC RA
    APPROVED
    Since 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

185 Williamson Rd , Mooresville , NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors (Dba Tristate Financial Advisors) Charlotte NC 01/2023 10/2023
Willy Brooks Bbq Boone NC 02/2022 11/2022
Five Guys Asheville NC 01/2017 07/2018
Cold Stone Creamery Asheville NC 08/2015 12/2016
J.P. Morgan Securities Llc Cary NC 10/2023 Present
Jp Morgan Chase Bank, N.A. Cary NC 10/2023 Present
Dvl Pennco Inc. / 1800 Got Junk Asheville NC 09/2018 01/2022
Unemployed Asheville NC 08/2018 08/2018
Unemployed Boone NC 12/2022 12/2022
  • 01/2023 → 10/2023
    Florida Financial Advisors (Dba Tristate Financial Advisors)
    Charlotte, NC
  • 02/2022 → 11/2022
    Willy Brooks Bbq
    Boone, NC
  • 01/2017 → 07/2018
    Five Guys
    Asheville, NC
  • 08/2015 → 12/2016
    Cold Stone Creamery
    Asheville, NC
  • 10/2023 → Present
    J.P. Morgan Securities Llc
    Cary, NC
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Cary, NC
  • 09/2018 → 01/2022
    Dvl Pennco Inc. / 1800 Got Junk
    Asheville, NC
  • 08/2018 → 08/2018
    Unemployed
    Asheville, NC
  • 12/2022 → 12/2022
    Unemployed
    Boone, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-05
S65 Uniform Investment Adviser Law Examination 2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2023-12-05
  • S65 Uniform Investment Adviser Law Examination
    2022-12-31
Other Names
  • Vachel L Pennebaker
  • Vachel Lee Pennebaker

View on SEC IAPD

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Other Investors

JEFFREY JOHN BULGER
Kimberley B Foster
JOSHUA EVAN MCNEIL
ROBERT M PALMER
Angelique R Harris
Roy Enoch Boone
Monika MacManus Moore
RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Mooresville, NC

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