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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-02 |
Branch Locations
1425 River Park Dr Suite 110, Sacramento, CA 95815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Golden 1 Credit Union | Sacramento | CA | 12/2021 | 01/2023 |
| Catalyst Mortgage | Roseville | CA | 07/2020 | 11/2021 |
| Wells Fargo | Sacramento | CA | 04/2019 | 07/2020 |
| Starbucks | Sacramento | CA | 02/2019 | 04/2019 |
| University Enterprises | Sacramento | CA | 07/2017 | 01/2019 |
| Ross Dress For Less | Roseville | CA | 01/2016 | 07/2017 |
| Lpl Financial Llc | Sacramento | CA | 01/2023 | 07/2024 |
| Golden 1 Credit Union | Sacramento | CA | 01/2023 | 07/2024 |
| Allworth Financial | Sacramento | CA | 08/2024 | 03/2026 |
| Aw Securities | Sacramento | CA | 08/2024 | 03/2026 |
| Focus Partners Wealth, Llc | St. Louis | MO | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-06 |
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