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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-18 |
Branch Locations
1511 Northern Pacific Rd Suite 106, Brainerd, MN 56401-2687 • United States
416 S 6Th St Ste 200, Brainerd, MN 56401 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-31 |
Branch Locations
1511 Northern Pacific Rd., Suite 106, Brainerd, MN 56401 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
416 S 6Th Street, Ste 200, Brainerd, MN 56401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruce Johnson & Associates | Brainerd | MN | 12/1991 | Present |
| Lpl Financial Llc | Brainerd | MN | 01/2012 | Present |
| Private Advisor Group, Llc | Brainerd | MN | 12/2013 | Present |
1. 01/03/12 - BRUCE JOHNSON & ASSOCIATES/ CPA AFFILIATE PROGRAM/ 100% OF TIME/ BRAINERD, MN 2. 04/01/2016 * Private Advisor Group * Registered Investment Advisor Hybrid * (Hybrid) Private Advisor Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * I provide the following advisory services: Act as Solicitor I am compensated for my advisory services by Solicitor/Referral Fees * START 05/11/2015 * 1 HR/MO DURING SECS TRDG HRS. 3. 04/01/2016 * Private Advisor Group * Registered Investment Advisor Hybrid * (Hybrid) B. Johnson & Assoc.* INV REL * AT REPORTED BUSINESS LOCATION(S) * I provide the following advisory services: Act as Solicitor I am compensated for my advisory services by Solicitor/Referral Fees * START 05/11/2015 * 1 HR/MO DURING SECS TRDG HRS. 4. 11/21/2018 - Brainerd CPA Holdings - Investment Related - Location Address: N/A - Real Estate Rental - Start Date: 01/01/2006 - 1 Hour Per Month/0 Hours During Securities Trading - Brainerd CPA Holdings is the LLC that I am 1/3 owner in. This is the building we rent to our CPA firm for our CPA office. 5. 12/24/2024- Brainerd CPA Holdings - CPA practice - Not Investment Related - Start Date 01/01/2006 6. 12/24/2024 - 416 S 6th, LLC - Real Estate Rental - Investment Related - Start Date 7-18-22 - 0 hours per month/ during rading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-04 |
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