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Scott M Hartman

Edward Jones

Lake Havasu City, AZ

CRD 7688291

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-21
AZ RA APPROVED 2023-08-11
  • TX RA
    APPROVED
    Since 2023-08-21
  • AZ RA
    APPROVED
    Since 2023-08-11

Branch Locations

2550 N Kiowa Blvd Suite 100, Lake Havasu City, AZ 86403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2023 Present
Lake Havasu City Fire Department Lake Havasu City AZ 07/1998 03/2023
  • 03/2023 → Present
    St Louis, MO
  • 07/1998 → 03/2023
    Lake Havasu City Fire Department
    Lake Havasu City, AZ
Other Businesses

"Blue Water Firearms Type of business: Firearms sales Lake Havasu City, AZ Start date: 12/15/2012 Owner Hours per week: 1 Hours during trading: 1 Desc: Home based ffl. I was conducting transfers prior to Covid but the business has been slow since then."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
  • S66 Uniform Combined State Law Examination
    2023-06-16
Other Names
  • Scott Hartman

View on SEC IAPD

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