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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-10
  • TX RA
    APPROVED
    Since 2024-12-10

Branch Locations

204 Creekside Xing, New Braunfels, TX 78130-3927 • United States

22015 N I 35, Schertz, TX 78154 • United States

Schertz, TX • United States

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Live Oak TX 01/2023 Present
Drayton Realty Schertz Parkway TX 01/2017 01/2023
Energy Transfer Schertz TX 06/2014 01/2017
  • 01/2023 → Present
    Live Oak, TX
  • 01/2017 → 01/2023
    Drayton Realty
    Schertz Parkway, TX
  • 06/2014 → 01/2017
    Energy Transfer
    Schertz, TX
Other Businesses

Outside Employment; RBFCU; Financial Advisor duel program; Duel employee with the AFIG Channel (Ameriprise/RBFCU); 1 IKEA-RBFCU PKWY, , Live Oak, TX, 78233; Investment-Related; 01/05/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-06
  • S66 Uniform Combined State Law Examination
    2024-12-06

View on SEC IAPD

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