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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-24
CA RA APPROVED 2023-09-28
  • TX RA
    APPROVED
    Since 2023-10-24
  • CA RA
    APPROVED
    Since 2023-09-28

Branch Locations

945 Orchard Creek Ln Ste 103B, Lincoln, CA 95648-8473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Lincoln CA 11/2022 Present
Quick Quack Car Wash Roseville CA 02/2023 Present
Sierra College Rocklin CA 01/2021 05/2023
Del Oro High School Loomis CA 08/2017 05/2021
Placer Elementary School Loomis CA 08/2015 05/2017
  • 11/2022 → Present
    Lincoln, CA
  • 02/2023 → Present
    Quick Quack Car Wash
    Roseville, CA
  • 01/2021 → 05/2023
    Sierra College
    Rocklin, CA
  • 08/2017 → 05/2021
    Del Oro High School
    Loomis, CA
  • 08/2015 → 05/2017
    Placer Elementary School
    Loomis, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-28
  • S66 Uniform Combined State Law Examination
    2023-09-28

View on SEC IAPD

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