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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-02 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3, 3Rd & 5Th Fls, Charlotte, NC 28262 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-23 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network | Charlotte | NC | 06/2026 | Present |
| Wells Fargo Clearing Services, Llc | Huntersville | NC | 01/2023 | Present |
| Wells Fargo Bank, Na | Huntersville | NC | 05/2019 | 06/2026 |
| Cl Tax Center | Mooresville | NC | 09/2018 | 05/2021 |
| Mi Pueblo Mexican Restaurant | Winston Salem | NC | 03/2016 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-04 |
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