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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-16 |
| IL | RA | APPROVED | 2025-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | St Charles | IL | 01/2023 | 02/2025 |
| University Of Notre Dame - Shakespeare | Notre Dame | IN | 06/2022 | 12/2022 |
| Bethel University | Mishawaka | IN | 09/2019 | 05/2022 |
| Party City | Geneva | IL | 10/2022 | 10/2022 |
| Honeyrock Outdoor Center For Leadership Development | Three Lakes | WI | 06/2017 | 08/2017 |
| Honeyrock Outdoor Center For Leadership Development | Three Lakes | WI | 05/2018 | 08/2018 |
| Honeyrock Outdoor Center For Leadership Development | Three Lakes | WI | 05/2019 | 08/2019 |
| Bethel University | Mishawaka | IN | 10/2022 | 02/2023 |
| Party City | Geneva | IL | 09/2017 | 05/2019 |
| Local 187 - Barney-Monk Corporation | South Bend | IN | 06/2022 | 06/2022 |
| Honeyrock Center For Outdoor Leadership Development | Three Lakes | WI | 09/2016 | 05/2017 |
| Waubonsee Community College | Sugar Grove | IL | 08/2017 | 05/2019 |
| Bethel University | Mishawaka | IN | 08/2019 | 05/2022 |
| Geneva Community High School | Geneva | IL | 05/2022 | 05/2022 |
| Geneva Community High School | Geneva | IL | 05/2020 | 06/2020 |
| Cyt Chicago | Cary | IL | 12/2018 | 05/2019 |
| Ameriprise Financial Services, Llc | North Barrington | IL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-03 |
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