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Austin Stephen Booker

Charles Schwab & Co., Inc.

Charlotte, NC

Winston-Salem, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-30
  • NC RA
    APPROVED
    Since 2026-01-30

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

380 Knollwood Suite E, Winston-Salem, NC 27103-1847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pennrose Park Country Club Reidsville NC 06/2014 05/2018
Fursty's Restaurant Reidsville NC 06/2018 08/2018
National General Insurance Company Winston Salem NC 06/2021 07/2022
Ccs Construction Staffing Charlotte NC 07/2022 01/2023
Full Time Education Boone NC 08/2016 05/2021
Charles Schwab & Co., Inc Winston-Salem NC 02/2023 Present
Charles Schwab Bank, Ssb Winston-Salem NC 02/2023 Present
Ccs Construction Staffing Charlotte NC 07/2022 01/2023
  • 06/2014 → 05/2018
    Pennrose Park Country Club
    Reidsville, NC
  • 06/2018 → 08/2018
    Fursty's Restaurant
    Reidsville, NC
  • 06/2021 → 07/2022
    National General Insurance Company
    Winston Salem, NC
  • 07/2022 → 01/2023
    Ccs Construction Staffing
    Charlotte, NC
  • 08/2016 → 05/2021
    Full Time Education
    Boone, NC
  • 02/2023 → Present
    Charles Schwab & Co., Inc
    Winston-Salem, NC
  • 02/2023 → Present
    Charles Schwab Bank, Ssb
    Winston-Salem, NC
  • 07/2022 → 01/2023
    Ccs Construction Staffing
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
  • S66 Uniform Combined State Law Examination
    2026-01-30

View on SEC IAPD

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