Gregory Bruno

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

120 Pennsylvania Avenue, Oreland, PA 19075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Warrington	PA	05/2024	11/2024
Rex Heat Treat	Lansdale	PA	02/2006	Present
The Prudential Insurance Company Of America	Warrington	PA	09/2024	Present
Lpl Enterprise, Llc	Warrington	PA	11/2024	Present

05/2024 → 11/2024

Pruco Securities Llc

Warrington, PA
02/2006 → Present

Rex Heat Treat

Lansdale, PA
09/2024 → Present

The Prudential Insurance Company Of America

Warrington, PA
11/2024 → Present

Lpl Enterprise, Llc

Warrington, PA

Previous Registrations

2024-09-03 → 2024-11-14

Pruco Securities, Llc.

Warrington, PA

Other Businesses

1.08/24/2026; Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name Bruno Family Wealth Planning; Investment Related; at Reported Business Location(s); Start Date 08/17/2026; 160hrs/mth; 130hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-30

S66 Uniform Combined State Law Examination

2024-08-30

View on SEC IAPD