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Scott Martin Kroll

Morgan Stanley

Chicago, IL

CRD 7686461

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-29
IL RA APPROVED 2023-02-21
  • TX RA
    APPROVED
    Since 2023-03-29
  • IL RA
    APPROVED
    Since 2023-02-21

Branch Locations

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 01/2023 Present
Bank Of America N.A. Chicago IL 10/2003 01/2023
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
  • 01/2023 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 10/2003 → 01/2023
    Bank Of America N.A.
    Chicago, IL
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Scott Martin Kroll
  • Scott M Kroll

View on SEC IAPD

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PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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