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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-30 |
| CA | RA | APPROVED | 2025-05-28 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
18 Orinda Way, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-11 |
| CA | RA | APPROVED | 2007-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Place Wealth Advisors, Inc. | Orinda | CA | 05/2007 | Present |
| Foothill Securities, Inc | Orinda | CA | 02/2007 | 12/2016 |
| Orinda Rotary- Rotary Foundation Board | Orinda | CA | 01/2012 | Present |
| Boy Scouts Of America | Moraga | CA | 10/2012 | Present |
| Park Place Real Estate | Orinda | CA | 06/2006 | 01/2023 |
| Insurance Sales | Orinda | CA | 06/2015 | Present |
| Securities America, Inc. | Orinda | CA | 12/2016 | 06/2024 |
| Osaic Wealth, Inc. | Orinda | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Orinda | CA | 05/2025 | Present |
**PARK PLACE WEALTH ADVISORS, INC. POSITION: Salesman NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2016 ADDRESS: 18 Orinda Way, Orinda CA 94563 DESCRIPTION: Insurance Sales for clients sold after assessment of need. **BOY SCOUTS OF AMERICA, TROOP 212 POSITION: Assistant Scoutmaster NATURE: Boy Scouts of America, Assistant Scoutmaster/ Troop Adult Quartermaster, 8-10 hours per month, I am a signer on the troop checking account, $0 income or other compensation from this activity INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2007 ADDRESS: 1 Macs Crossing, Moraga CA 94556 DESCRIPTION: Boy Scouts of America, Assistant Scoutmaster/ Troop Adult Quartermaster, 8-10 hours per month, I am a signer on the troop checking account, $0 income or other compensation from this activity. **ORINDA ROTARY POSITION: Member, NATURE: Community Service Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 3 START DATE: 08/10/2009 ADDRESS: Po Box 44, Orinda CA 94563 DESCRIPTION: I am a chapter member and serve on Scholarship board and fundraising board. Our office manages the Orinda Rotary Endowment Account but we do not serve on the endowment board. We are not a signor on the Orinda Rotary Endowment accounts **PARK PLACE WEALTH ADVISORS, INC. POSITION: President NATURE: Park Place Wealth Advisors, Inc a Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/02/2007 ADDRESS: 18 Orinda Way, Orinda CA 94563 DESCRIPTION: Registered Investment Advisory. Consulting and management of client investment accounts, Fee Based Financial Management **CAMP TIMBERWOLF IMPROVEMENT COMMITTEE POSITION: Director/President NATURE: Board Member for Nonprofit Scouting Wilderness Camp INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2023 ADDRESS: PO Box 134, Moraga CA 94556 DESCRIPTION: Serve as president of the volunteer board, coordinating fundraising and other camp administrative activities. Will serve as president of the board in a 3 year term 2023-2024-2025 PARK PLACE WEALTH ADVISORS, INC. POSITION: Owner NATURE: Subletting an office to a Marriage and Family Therapist. Collecting rent from Subletter. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 18 Orinda Way, Orinda CA 94563, United States DESCRIPTION: Collect Rent from office sublet
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-07 |
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