Jace William Bricker

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 08/2017
  Burgerfi Malibu
  Malbu, CA
• 10/2020 → 11/2022
  Chicago Title Company
  Los Angeles, CA
• 08/2016 → 05/2020
  Cornell College
  Mount Vernon, IA
• 12/2022 → 02/2023
  Unemployed
  Carson, CA
• 05/2020 → 10/2020
  Unemployed
  Portland, OR
• 05/2018 → 07/2019
  The Zenith Insurance Company
  Woodland Hills, CA
• 03/2023 → 02/2026
  Northwestern Mutual Life Insurance Company
  Los Angeles, CA
• 01/2023 → 03/2026
  Northwestern Mutual Investment Services Llc
  Portland, OR
• 10/2023 → 02/2026
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2026 → Present
  Mml Investors Services Llc.
  Portland, OR
• 01/2026 → Present
  Massmutual Life Insurance Co
  Portland, OR

Other Businesses

1) Name: Andale Estate LLC, Inv Rel: Y Addr: @ residential address on file, Nature: Rental Income, Position: Managing Partner, Start: 9/2021, No Hr/Mo: 10 No Hr/Mo Dur Trading:0 Duties: Manage real estate, manage tenants, make business decisions, buying and developing real estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-12
• S63 Uniform Securities Agent State Law Examination
  2023-08-05

Other Names

• Jace Bricker