Joseph Paul Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 01/2018
  Charles Schwab & Co., Inc.
  Portland, OR
• 12/2010 → 01/2018
  Charles Schwab Bank
  Portland, OR
• 06/2018 → 06/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2018 → 06/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 02/2018 → 04/2018
  Umemployed
  Portland, OR
• 06/2024 → Present
  Lpl Financial Llc
  Camas, WA

Previous Registrations

• 2018-07-16 → 2024-06-29
  Cambridge Investment Research Advisors, Inc.
  Vancouver, WA
• 2011-02-01 → 2018-02-16
  Charles Schwab & Co., Inc.
  Vancouver, WA
  Lake Oswego, OR
• 2009-01-29 → 2011-01-14
  Edward Jones
  Camas, WA
  Camas, WA
  St Louis, MO

Other Businesses

1. 05/23/2024 - LaCama Investments - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/3/2024.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-16
• S63 Uniform Securities Agent State Law Examination
  2006-09-07