Thomas Joseph Taylor

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-24
MN	RA	APPROVED	2023-06-13

TX RA
APPROVED

Since 2024-06-24
MN RA
APPROVED

Since 2023-06-13

Branch Locations

Lakeland, MN • United States

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Minneapolis	MN	01/2023	Present
Lafayette High School	Wildwood	MO	01/2013	05/2017
University Of Missouri	Columbia	MO	08/2017	12/2022
St Louis County Public Health Department	Chesterfield	MO	06/2021	08/2022

01/2023 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN
01/2013 → 05/2017

Lafayette High School

Wildwood, MO
08/2017 → 12/2022

University Of Missouri

Columbia, MO
06/2021 → 08/2022

St Louis County Public Health Department

Chesterfield, MO

Other Businesses

Business Ownership; Royalty Real Estate, LLC; na; wholesale/ fix and flip; 2015 sundowner ridge drive, , wildwood, MO, 63011; Not Investment-Related; 03/03/2022; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-24

S66 Uniform Combined State Law Examination

2023-05-24

Other Names

Tommy Joseph Taylor
Tommy Taylor

View on SEC IAPD