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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-30
IL RA APPROVED 2023-06-13
  • TX RA
    APPROVED_RES
    Since 2023-06-30
  • IL RA
    APPROVED
    Since 2023-06-13

Branch Locations

Chicago, IL • United States

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Chicago IL 04/2023 Present
Massmutual Life Insurance Co Chicago IL 08/2022 Present
Turnkeough Wealth Management Downers Grove IL 09/2020 09/2022
Advocate Christ Medical Center Oak Lawn IL 01/2018 11/2020
Edgewood Valley Country Club Lagrange IL 01/2008 01/2018
  • 04/2023 → Present
    Chicago, IL
  • 08/2022 → Present
    Massmutual Life Insurance Co
    Chicago, IL
  • 09/2020 → 09/2022
    Turnkeough Wealth Management
    Downers Grove, IL
  • 01/2018 → 11/2020
    Advocate Christ Medical Center
    Oak Lawn, IL
  • 01/2008 → 01/2018
    Edgewood Valley Country Club
    Lagrange, IL
Other Businesses

1) NAME: Play Hard Hoops INV REL: N ADD: 710 Corporate Wood Pkwy, Vernon Hills IL 60061 NATURE: Youth basketball camp POSITION: Basketball coach START DATE: 06/12/2024 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I coach 6th to 8th graders in a camp style setting

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-31
S65 Uniform Investment Adviser Law Examination 2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2023-05-31
  • S65 Uniform Investment Adviser Law Examination
    2022-08-01
Other Names
  • Joseph Stoll

View on SEC IAPD

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