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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-05 |
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Fort Thomas, KY • United States
3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 01/2023 | Present |
| Roosters | Georgetown | KY | 10/2022 | 11/2022 |
| Country Bow Brewing | Georgetown | KY | 02/2022 | 10/2022 |
| Texas Roadhouse | Georgetown | KY | 11/2021 | 02/2022 |
| Roosters | Georgetown | KY | 10/2020 | 11/2021 |
| Cracker Barrel | Georgetown | KY | 03/2018 | 05/2019 |
| Burger King | Harrison | OH | 08/2017 | 03/2018 |
| Cincinnati Reds Stadium | Cincinnati | OH | 05/2017 | 10/2017 |
| Green Acres Kayak Rental | Harrison | OH | 05/2017 | 06/2017 |
| Kmart | Harrison | OH | 02/2017 | 04/2017 |
| Georgetown College | Georgetown | KY | 08/2018 | 05/2022 |
| William Henry Harrison High School | Harrison | OH | 08/2014 | 05/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-28 |
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