Cassandra Waldron

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-05-08

MO RA
APPROVED

Since 2025-05-08

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

Wright City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
O'FAllon Nutrition	O'FAllon	MO	11/2015	09/2021
True Manufacturing	O'FAllon	MO	08/2021	01/2023
Charles Schwab & Co., Inc.	Saint Louis	MO	01/2023	11/2023
Citigroup	O'FAllon	MO	01/2024	Present

11/2015 → 09/2021

O'FAllon Nutrition

O'FAllon, MO
08/2021 → 01/2023

True Manufacturing

O'FAllon, MO
01/2023 → 11/2023

Charles Schwab & Co., Inc.

Saint Louis, MO
01/2024 → Present

Citigroup

O'FAllon, MO

Other Businesses

OA name: Vibrant Enterprise, Nature: Managing rental property (Investment-related: Yes, Location: Missouri, started 04/25/2022), Title: Owner, Duties: Owner, managing rental of property for short term occupants, Hours: (0 during trading hours/month, 0 during non-trading hours/month).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-09
S63	Uniform Securities Agent State Law Examination	2023-05-22

S66 Uniform Combined State Law Examination

2024-11-09
S63 Uniform Securities Agent State Law Examination

2023-05-22

Other Names

Cassandra A Waldron

View on SEC IAPD