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Carolyn Kroupa Weaver

Morgan Stanley

Evergreen, CO

Peoria, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-09-03
TX RA APPROVED_RES 2011-03-03
IL RA APPROVED 2009-06-01
  • CO RA
    APPROVED
    Since 2020-09-03
  • TX RA
    APPROVED_RES
    Since 2011-03-03
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

Evergreen, CO • United States

211 Fulton Street Suite 500A, Peoria, IL 61602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Peoria IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Peoria, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.PRAIRIE PLAINS LLC - 11/23/2011 - 1805 W WASHINGTON STREET, BLOOMINGTON, IL 61701 - INVESTMENT RELATED - PASSIVE INVESTOR, 4.1% OWNERSHIP, 0 HOURS 2.Belwood Capital LLC; Investment related: Yes; Peoria, IL; Real Estate investments, LLC; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 1; Belwood Capital LLC is the entity that will own the real estate. Weaver Trust #8242 is the sole owner of Belwood Capital LLC. My husband Zack Weaver and I (both MS employees) are 100% owners of the Weaver Trust.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2006-08-17
Other Names
  • Carolyn Ann Kroupa
  • Carolyn Ann Kroupa
  • Carolyn Ann Kroupa-Weaver
  • Carolyn Ann Weaver

View on SEC IAPD

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